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MEMBER PROFILE

 

Michael Shaw

The Shaw Law Group, LLC

 

Member profile details

Membership level
Maryland Individual
First name
Michael
Second name/initial
P
Last name
Shaw
Title
Managing Partner
Company
The Shaw Law Group, LLC
 

CONTACT INFORMATION

City
Baltimore
State
Maryland
 

PROFILE INFORMATION

Call me when
you learn of a financial advisory firm/professional in need of legal advice on an acquistion/sale, SEC/FINRA/CFP Board investigation, complyiing wtih a new regulation, or an employment issue.
Why I'm a member of XPX
XPX affords me the opportunity to meet business owners in an informative and collaborative setting.
Profession
  • Attorney
Functional Expertise
  • Arbitration
  • Board of Directors (for profit)
  • Board of Directors (not for profit)
  • Buy side/Acquisitions
  • Corporate/Business law
  • Employment
  • Governance
  • Investments
  • Management succession
  • Mergers
  • Regulatory
  • Risk management
  • SEC
  • Sell side/Divestiture
  • Transaction advisory
Client Industry(ies)
  • Financial Services
  • Non-profit
Professional Certification(s)
Certified Regulatory Compliance Professional (CRCP(R)), Chartered Financial Consultant (ChFC(R), Chartered Life Underwriter (CLU(R))
In Business Since
1994
How to contact
410-323-4293
LinkedIn profile link
www.linkedin.com/in/michaelpshaw
Business Focus
Financial advisory firms/professionals - investment advisor, broker-dearer, insurance
Client Results
An XPX member referred me to a client who I advised in selling her investment advisory firm, which included drafting the Letter of Intent, Sale Agreement, and Consulting Agreement, and ensuirng compliance with SEC and State regulations.
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